Services

What
we do

Advisory

We specialise in providing advisory services to firms operating within regulated environments, specifically financial services firms regulated by the Financial Conduct Authority (“FCA”) and legal firms acting as a financial deputy and supervised by the Office of the Public Guardian (“OPG”). Our advisory services encompass all areas of business, from the core regulatory requirements to business process management and beyond.

We act as a trusted advisor for our clients, giving them a fresh perspective when they are too close to the problem to find the right way out. We combine practical experience with industry knowledge to provide advice that is not just a solution to a single problem, but a strategic enhancement to your business. Our advisory services are personalised to the level of support you need, so we can be with you when you need it.

Outsourced
Support

We provide flexible, responsive outsourcing to assist you when there is a resource gap to fill. Whether it is reviewing regulatory and management structures and reporting programs; analysing the integrity of compliance-related data and protocols for monitoring, testing and surveillance; or assessing preparation for regulatory examinations we understand the struggle it can be to get the teams in place to do this critical work.

Training

We believe that successful businesses are built on a foundation of well-trained and skilled teams. Ensuring you have the right team members at the right level can be a challenge, and we offer training in a number of areas to assist with that. Our training services range from specific FCA and Solicitors Regulation Authority (“SRA”) regulatory courses, such as Anti-Money Laundering (“AML”), to management and leadership courses designed to develop the governance and leadership function in your business. We also offer bespoke training to the Court of Protection sector in the management of property and financial affairs, encompassing all areas of knowledge and skills required to effectively manage a deputyship.

Operational
Transformation

We thrive on a challenge, and none more so than the challenge of managing an operational transformation. From the audit and re-writing of business processes to full-scale implementation of new software systems, we can be with you every step of the way. We offer project management support and leadership to ensure that your operational transformation project runs as smoothly as possible, with clear communication giving you the oversight you need without getting caught up in the individual tasks.

Skills

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Strategy

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Planning

Persistence

Persistence

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Patience

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Teamwork

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Leadership

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Composure

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Flexible Solutions